Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brad Lee Braunberger | 1160265 | 1 | 07/06/1999 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Peretti | 2790559 | 1 | 07/02/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Theresa Ann Erickson | 2603265 | 1 | 07/02/1999 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Darrell Douglas Medley | 1149142 | 2 | 07/02/1999 | Customer Dispute | Denied | $16,480.50 | $0.00 | See FINRA Report |
| David Desmond Paola | 1269534 | 1 | 06/30/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dana Irene Leary | 1964515 | 3 | 06/29/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Douglas I Sklar | 1888821 | 1 | 06/29/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Eric Beiley | 2650274 | 4 | 06/28/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rick Lynn Duncan | 1288675 | 7 | 06/28/1999 | Customer Dispute | Denied | $42,466.00 | $0.00 | See FINRA Report |
| Patrick Dennis Elliott | 1519411 | 2 | 06/28/1999 | Customer Dispute | Denied | $22,378.00 | $0.00 | See FINRA Report |