Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Azmi Yacoub Fakhoury | 1021454 | 3 | 07/16/1999 | Customer Dispute | Denied | $28,500.00 | $0.00 | See FINRA Report |
| Jeoffrey H Wasson | 2422417 | 1 | 07/16/1999 | Customer Dispute | Denied | $49,987.10 | $0.00 | See FINRA Report |
| Kristen A Ragusin | 2291576 | 2 | 07/16/1999 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Joel David Davidman | 861180 | 7 | 07/15/1999 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| David Lowry | 2145937 | 2 | 07/14/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rigoberto P Dapena | 1457405 | 2 | 07/13/1999 | Customer Dispute | Denied | $142,000.00 | $0.00 | See FINRA Report |
| Robert Steven Timney | 1590306 | 2 | 07/12/1999 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| David Dwaine Lauseng | 1026977 | 3 | 07/12/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Harrison Schwarz | 1098653 | 6 | 07/12/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James Matthews Troy | 1172773 | 4 | 07/12/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |