Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bart P Cutino | 5397147 | 1 | 04/14/2024 | Customer Dispute | Pending | $230,000.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 14 | 04/14/2024 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Trevin Richard Kent | 6096717 | 1 | 04/14/2024 | Customer Dispute | Pending | $230,000.00 | $0.00 | See FINRA Report |
| Jeffrey Jon Buchanan | 4083514 | 1 | 04/14/2024 | Customer Dispute | Pending | $189,897.00 | $0.00 | See FINRA Report |
| Shawn Shyama Patt | 4484268 | 1 | 04/13/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David R Stephens | 4631818 | 1 | 04/12/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Buck Kartheval Jones | 6138651 | 1 | 04/12/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ramy Iskandar | 5994895 | 1 | 04/12/2024 | Customer Dispute | Denied | $7,154.71 | $0.00 | See FINRA Report |
| Joshua Robert Redmond | 6699624 | 1 | 04/11/2024 | Customer Dispute | Denied | $13,237.60 | $0.00 | See FINRA Report |
| Theresa Allen | 2183693 | 6 | 04/11/2024 | Customer Dispute | Pending | $1,750,000.00 | $0.00 | See FINRA Report |