Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eileen Law Cure | 2224269 | 4 | 04/16/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Matthew H Beggs | 4627828 | 1 | 04/16/2024 | Customer Dispute | Settled | $11,109.00 | $0.00 | See FINRA Report |
| Victor Fredrick Newman II | 4048712 | 1 | 04/16/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Jeffery Thomas Bonifacino | 1352076 | 2 | 04/16/2024 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Murray Todd Petersen | 1311730 | 25 | 04/15/2024 | Customer Dispute | Settled | $99,999.00 | $0.00 | See FINRA Report |
| Leslie D Wood | 4759719 | 1 | 04/15/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| David Richard Geake | 3088891 | 49 | 04/15/2024 | Customer Dispute | Pending | $111,000.00 | $0.00 | See FINRA Report |
| Gregory Malcolm McLeod | 2741097 | 5 | 04/15/2024 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Anthony Baker Liddle | 5478479 | 13 | 04/15/2024 | Customer Dispute | Pending | $1,683,730.00 | $0.00 | See FINRA Report |
| Michael Anthony Elias | 1522834 | 4 | 04/14/2024 | Customer Dispute | Pending | $80,000.00 | $0.00 | See FINRA Report |