Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jared Weston Hermann | 4427157 | 1 | 04/17/2024 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| Nicholas Paul Stamatis | 4907890 | 1 | 04/17/2024 | Customer Dispute | Pending | $80,000.00 | $0.00 | See FINRA Report |
| Donald Francis Codori | 49451 | 1 | 04/17/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brent Christopher Fuchs | 4269916 | 9 | 04/17/2024 | Customer Dispute | Pending | $325,000.00 | $0.00 | See FINRA Report |
| James Taylor Davis | 6646090 | 7 | 04/17/2024 | Customer Dispute | Pending | $43,072.00 | $0.00 | See FINRA Report |
| Jason Andrew Netrosio | 2743225 | 2 | 04/17/2024 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Henry Arthur Taylor | 4641256 | 9 | 04/17/2024 | Customer Dispute | Pending | $100,001.00 | $0.00 | See FINRA Report |
| Adam Ryan Fabozzi | 7092228 | 3 | 04/17/2024 | Customer Dispute | Denied | $20,083.00 | $0.00 | See FINRA Report |
| Robert Michael Grenus | 2195781 | 6 | 04/17/2024 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Barbara Elizabeth Leonard | 4607044 | 2 | 04/16/2024 | Customer Dispute | Pending | $125,000.00 | $0.00 | See FINRA Report |