Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert James McKee | 1223331 | 2 | 04/18/2024 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |
| Elaine Marie Zito | 2849238 | 8 | 04/18/2024 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| James Parascandola | 2866028 | 3 | 04/18/2024 | Customer Dispute | Settled | $11,120.10 | $0.00 | See FINRA Report |
| Curt William Knapp | 1206432 | 1 | 04/18/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brian David Koehl | 3233906 | 1 | 04/18/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Leonard Whitaker | 1739854 | 10 | 04/18/2024 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Afaf Zaher | 5115243 | 1 | 04/18/2024 | Customer Dispute | Denied | $6,150.00 | $0.00 | See FINRA Report |
| John William Cobb | 49179 | 2 | 04/18/2024 | Customer Dispute | Pending | $32,267.40 | $0.00 | See FINRA Report |
| David S Blackston | 5458383 | 1 | 04/18/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Richard Kyle Blackston | 6904997 | 1 | 04/18/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |