Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Robert Teichman | 2759058 | 1 | 04/19/2024 | Customer Dispute | Pending | $110,000.00 | $0.00 | See FINRA Report |
| Marlon Richardson | 6401574 | 2 | 04/19/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Benjamin N Bayly | 4772888 | 2 | 04/19/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Renner Lane | 3100198 | 1 | 04/19/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| William Duffy | 6726333 | 5 | 04/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Heath Gary Goldstein | 2147679 | 15 | 04/19/2024 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Stevan Douglas Paton | 2212011 | 3 | 04/19/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Christian Bortz | 6056846 | 2 | 04/18/2024 | Customer Dispute | Settled | $6,789.00 | $0.00 | See FINRA Report |
| Donna Maria Seymour | 1714302 | 5 | 04/18/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Kaye McKinney Miller | 1000838 | 1 | 04/18/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |