Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gihan Anil Fernando | 4469669 | 62 | 04/22/2024 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Jose Lino Huerfano | 4104166 | 5 | 04/22/2024 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Angelo Talebi | 2243829 | 42 | 04/22/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Dustin Paul Shafer | 4198962 | 23 | 04/22/2024 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Gregory Gaston Gibson | 1694647 | 5 | 04/22/2024 | Customer Dispute | Settled | $106,000.00 | $0.00 | See FINRA Report |
| Andrew Roland Cox | 7151796 | 1 | 04/22/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Parker Wayne Brean | 5507026 | 2 | 04/22/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Nicholas A Peterson | 5985784 | 1 | 04/22/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John Francis Schlagheck | 1040673 | 11 | 04/22/2024 | Customer Dispute | Settled | $193,000.00 | $0.00 | See FINRA Report |
| Joshua Edward Williams | 7194792 | 1 | 04/21/2024 | Customer Dispute | Denied | $17,258.00 | $0.00 | See FINRA Report |