Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Forrest Addington Wester | 2559502 | 5 | 04/22/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Troy D Brown | 2262142 | 2 | 04/22/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Douglas Phillips | 1311907 | 6 | 04/22/2024 | Customer Dispute | Settled | $68,000.00 | $0.00 | See FINRA Report |
| Lillian B Henderson | 5847473 | 2 | 04/22/2024 | Customer Dispute | Pending | $600,000.00 | $0.00 | See FINRA Report |
| Edward M Tunmore | 4372646 | 2 | 04/22/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sariguli Tuersun | 7042752 | 1 | 04/22/2024 | Customer Dispute | Denied | $15,165.00 | $0.00 | See FINRA Report |
| Mark Fred Augusta | 1333913 | 24 | 04/22/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael D Starr | 7443974 | 1 | 04/22/2024 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Richard Jordahl Kleber | 3167807 | 1 | 04/22/2024 | Customer Dispute | Settled | $48,450.00 | $0.00 | See FINRA Report |
| Yvette Marilyn Stewart | 5120623 | 1 | 04/22/2024 | Customer Dispute | Settled | $21,600.00 | $0.00 | See FINRA Report |