Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dario Suarez | 1143417 | 76 | 04/24/2024 | Customer Dispute | Pending | $1,500,000.00 | $0.00 | See FINRA Report |
| Carlos Andres Rodriguez de Gracia | 4888179 | 23 | 04/24/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Tyler Michael Rigsbee | 6351278 | 3 | 04/24/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Randall Andrew Scianna | 3225156 | 1 | 04/24/2024 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Roberto Jose Pineda Castellvi | 4971653 | 29 | 04/24/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Patrick Dean Francisco | 1406350 | 2 | 04/24/2024 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Brian J Hamm | 5801533 | 1 | 04/24/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jose Ignacio Zorrilla | 4790973 | 14 | 04/24/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Craig Patrick Cunningham | 2850891 | 2 | 04/24/2024 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Brandon Carl Rudolph | 6379420 | 7 | 04/24/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |