Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jack Robert Thacker | 2754773 | 19 | 04/26/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Ross Brenner | 5680867 | 1 | 04/25/2024 | Customer Dispute | Pending | $90,000.00 | $0.00 | See FINRA Report |
| Andrew Joseph Egber | 1894585 | 7 | 04/25/2024 | Customer Dispute | Pending | $135,000.00 | $0.00 | See FINRA Report |
| Paul Tunink | 5930891 | 1 | 04/25/2024 | Customer Dispute | Pending | $90,000.00 | $0.00 | See FINRA Report |
| Hugh Ordway Barndollar | 3027317 | 14 | 04/25/2024 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 04/25/2024 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 04/25/2024 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Donald L Meccia | 1433435 | 1 | 04/25/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffery Alan Wimer | 2985293 | 2 | 04/24/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| David Calliott | 5820086 | 1 | 04/24/2024 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |