Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Benjamin Nyquist | 4503469 | 1 | 04/29/2024 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Jay P Cheney | 5553870 | 2 | 04/28/2024 | Customer Dispute | Denied | $38,000.00 | $0.00 | See FINRA Report |
| Adam Ryan Jacobs | 4990788 | 2 | 04/26/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Greenleaf | 7073231 | 2 | 04/26/2024 | Customer Dispute | Denied | $15,096.80 | $0.00 | See FINRA Report |
| Edward Lee Winokur | 2979697 | 3 | 04/26/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Morris Friedman | 807233 | 5 | 04/26/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Kane | 5099883 | 5 | 04/26/2024 | Customer Dispute | Denied | $203,343.00 | $0.00 | See FINRA Report |
| Nathan W Tuori | 5809383 | 1 | 04/26/2024 | Customer Dispute | Denied | $90,300.00 | $0.00 | See FINRA Report |
| Bruce Alan Hartzmark | 1106323 | 3 | 04/26/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Gaylord Wesley Rohloff | 1542216 | 10 | 04/26/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |