Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Royce Bush | 3276071 | 5 | 05/02/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Stephen Herman Wedel | 1221992 | 3 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Randy Lee Birkinbine | 2008599 | 14 | 05/01/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Peter Thomas Lawrence | 2695687 | 17 | 05/01/2024 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Francisco Marquez | 5757207 | 2 | 05/01/2024 | Customer Dispute | Settled | $26,524.80 | $0.00 | See FINRA Report |
| Cameron Michael Clark | 5010604 | 1 | 05/01/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Marc Frederick Korsch | 5525226 | 67 | 05/01/2024 | Customer Dispute | Pending | $499,999.00 | $0.00 | See FINRA Report |
| Hamid Derbani | 6899972 | 1 | 04/30/2024 | Customer Dispute | Pending | $103,700,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Berger | 2322375 | 2 | 04/30/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Raphael Correa | 7453023 | 1 | 04/30/2024 | Customer Dispute | Pending | $103,700,000.00 | $0.00 | See FINRA Report |