Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Koscal | 5465477 | 1 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Timothy Joseph Banks | 4497630 | 4 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Nelisha Paige Firestone | 4757263 | 1 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Louis Hebert | 4659328 | 1 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Richard Allan Hill | 2468076 | 1 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Chelsea Brown Magby | 3120504 | 1 | 05/02/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jennifer Han Malek | 3164482 | 2 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Scott William Yanker | 1255764 | 1 | 05/02/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John Page Collins | 2293730 | 2 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Lawrence Wilbert Nack | 4416940 | 1 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |