Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Alan Feick | 2376054 | 3 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Nicole Noel Middendorf | 3251084 | 2 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Mark Norman Miller | 1142801 | 2 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Ryan Coyne | 4674176 | 13 | 05/02/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Enrique Lopez | 2209385 | 5 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| William Harvey Bryant | 1732547 | 2 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Rainer Rudi Hohlbein | 1282146 | 2 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Andrew William Miles | 5986774 | 18 | 05/02/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Andrew William Miles | 5986774 | 18 | 05/02/2024 | Customer Dispute | Pending | $5,000,000.00 | $0.00 | See FINRA Report |
| Bentley Thomas Beard | 2024985 | 1 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |