Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincent J Catalano | 5238819 | 2 | 05/03/2024 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Heath Gary Goldstein | 2147679 | 15 | 05/03/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Earls | 1369915 | 8 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Earls | 1369915 | 8 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Timothy Dunn McConnell | 1996005 | 1 | 05/02/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Michele Sharpe Schneider | 1484720 | 2 | 05/02/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Arnold I Irwin Alpert | 3919 | 3 | 05/02/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Spyro Demertzis | 2690132 | 4 | 05/02/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| William Doby Osborne | 1859501 | 1 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Nicholas Kearney Hamilton | 4502993 | 1 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |