Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew C Haverty | 4618183 | 1 | 05/06/2024 | Customer Dispute | Pending | $750,000.00 | $0.00 | See FINRA Report |
| Juliann Fayard Smith | 1338081 | 8 | 05/06/2024 | Customer Dispute | Pending | $66,900.00 | $0.00 | See FINRA Report |
| Samuel Jordan Jacobs | 2243093 | 1 | 05/06/2024 | Customer Dispute | Pending | $217,478.00 | $0.00 | See FINRA Report |
| Gary William Holland | 852976 | 6 | 05/05/2024 | Customer Dispute | Denied | $14,064.30 | $0.00 | See FINRA Report |
| Tyson William Allred | 3081010 | 6 | 05/05/2024 | Customer Dispute | Pending | $1,529,600.00 | $0.00 | See FINRA Report |
| Robert Joseph Earls | 1369915 | 8 | 05/03/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alfonso Anguiano | 6244015 | 1 | 05/03/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kasey Luv Davis | 2353615 | 2 | 05/03/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| John Edmond Tryon | 1593231 | 4 | 05/03/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Michael Ryan Coyne | 4674176 | 13 | 05/03/2024 | Customer Dispute | Pending | $290,000.00 | $0.00 | See FINRA Report |