Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Ryan Coyne | 4674176 | 13 | 05/06/2024 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Jay Lamarr Wells | 5602205 | 2 | 05/06/2024 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Christian Harvey Johnston | 2601094 | 4 | 05/06/2024 | Customer Dispute | Withdrawn | $225,000.00 | $0.00 | See FINRA Report |
| Laurence Leo Keough | 4152229 | 1 | 05/06/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robbyn Geoffrey Gayer | 4490638 | 1 | 05/06/2024 | Customer Dispute | Pending | $20,230.40 | $0.00 | See FINRA Report |
| Kent Reaves Herring | 5417262 | 2 | 05/06/2024 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
| Ralph Willard Savoie | 411660 | 13 | 05/06/2024 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
| Angelo Frank Anello | 2835091 | 4 | 05/06/2024 | Customer Dispute | Pending | $84,538.00 | $0.00 | See FINRA Report |
| Michael S Yarus | 1543852 | 6 | 05/06/2024 | Customer Dispute | Settled | $21,401.40 | $0.00 | See FINRA Report |
| Lawrence J Nagel | 3040736 | 3 | 05/06/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |