Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lorraine Henry Geiss | 1982429 | 8 | 05/07/2024 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Richard Patrick Hagan | 2392157 | 9 | 05/07/2024 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Philip Anthony Riposo | 400056 | 16 | 05/07/2024 | Customer Dispute | Closed-No Action | $700,000.00 | $0.00 | See FINRA Report |
| Gregory Alain Hersch | 3254629 | 3 | 05/07/2024 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Hecht | 2910046 | 3 | 05/07/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Ryan Coyne | 4674176 | 13 | 05/07/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Mitchell Darrin Daley | 2733915 | 1 | 05/07/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexander Patrick Kline | 1271785 | 10 | 05/07/2024 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Philippus Theunis van Staden | 4489166 | 15 | 05/07/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Philippus Theunis van Staden | 4489166 | 15 | 05/07/2024 | Customer Dispute | Pending | $5,000,000.00 | $0.00 | See FINRA Report |