Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Yoosuk Kim | 6640891 | 2 | 05/13/2024 | Customer Dispute | Denied | $9,014.73 | $0.00 | See FINRA Report |
| Gary Luther Brahler | 2682230 | 3 | 05/13/2024 | Customer Dispute | Denied | $13,554.00 | $0.00 | See FINRA Report |
| Ned Anthony Chatelain | 4192942 | 1 | 05/13/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Walter Steven Less | 5191948 | 1 | 05/13/2024 | Customer Dispute | Settled | $254,048.00 | $0.00 | See FINRA Report |
| Russell Taylor Jones | 1383542 | 20 | 05/13/2024 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Eileen Law Cure | 2224269 | 4 | 05/13/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Douglas Yale Frank | 723283 | 3 | 05/13/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Gilbert Anthony Kuta | 1084075 | 16 | 05/12/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Peter Thomas Lawrence | 2695687 | 17 | 05/11/2024 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Abelardo J Riera | 2514172 | 1 | 05/10/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |