Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roman Gadaskin | 2219368 | 1 | 05/15/2024 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Andrew Gentiluomo | 4975462 | 1 | 05/14/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Stuart Jay Spivak | 1883651 | 9 | 05/14/2024 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Hector Elizondo | 3143230 | 1 | 05/14/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Cara Michelle Miller | 4521819 | 6 | 05/14/2024 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Daniel Bart Silverberg | 1576956 | 2 | 05/14/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| T S Thompson | 2588490 | 20 | 05/14/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher Nelson Kirkland | 5602044 | 5 | 05/14/2024 | Customer Dispute | Pending | $999,000.00 | $0.00 | See FINRA Report |
| Kevin Lawrence Kelly | 2293119 | 7 | 05/14/2024 | Customer Dispute | Pending | $999,000.00 | $0.00 | See FINRA Report |
| Gregory Depaul Whelan | 5247677 | 2 | 05/14/2024 | Customer Dispute | Pending | $2,000,000.00 | $0.00 | See FINRA Report |