Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Albert Crittenden | 1190153 | 2 | 05/15/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jaime Antonio Rullan | 2923020 | 9 | 05/15/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter T Po | 3106974 | 19 | 05/15/2024 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Colin Christy Kelty | 5859007 | 4 | 05/15/2024 | Customer Dispute | Pending | $1,567,400.00 | $0.00 | See FINRA Report |
| Kimson Huu Cao | 4357783 | 2 | 05/15/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Lora Marie Schneider | 5807080 | 1 | 05/15/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 05/15/2024 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Robert David Cohen | 1162192 | 6 | 05/15/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Hagin Gifford Richeson | 5380166 | 8 | 05/15/2024 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Kailen Elizabeth Gildersleeve Denton | 5287978 | 1 | 05/15/2024 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |