Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nabil Bouab | 4340284 | 8 | 05/17/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| John Austin Howle | 1284162 | 5 | 05/17/2024 | Customer Dispute | Pending | $499,999.00 | $0.00 | See FINRA Report |
| Antoine Samir Abi Nader | 4700969 | 2 | 05/17/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| James O Sturdivant | 2624168 | 1 | 05/17/2024 | Customer Dispute | Denied | $20,345.30 | $0.00 | See FINRA Report |
| William Eugene King | 1542794 | 4 | 05/17/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Patricia B Smith | 501388 | 1 | 05/16/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Suihock Goy | 2821380 | 10 | 05/16/2024 | Customer Dispute | Pending | $210,000.00 | $0.00 | See FINRA Report |
| Jack Robert Stewart | 6051631 | 1 | 05/16/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Timothy Fleming Jefferson | 5004750 | 5 | 05/16/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Guillermo Agustin Eiben | 5697705 | 2 | 05/16/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |