Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Edward McArthur | 2797856 | 16 | 05/20/2024 | Customer Dispute | Pending | $633,000.00 | $0.00 | See FINRA Report |
| Vincent Jerome Camarda | 2463703 | 19 | 05/20/2024 | Customer Dispute | Pending | $633,000.00 | $0.00 | See FINRA Report |
| Tadas Vincent Petkevicius | 1854727 | 3 | 05/20/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wallace McRae Davis | 1532144 | 4 | 05/20/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Nelson Kirkland | 5602044 | 5 | 05/20/2024 | Customer Dispute | Pending | $900,000.00 | $0.00 | See FINRA Report |
| Kevin Lawrence Kelly | 2293119 | 7 | 05/20/2024 | Customer Dispute | Pending | $900,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 05/20/2024 | Customer Dispute | Settled | $963,000.00 | $0.00 | See FINRA Report |
| Keyan Lane Keys | 6942965 | 1 | 05/20/2024 | Customer Dispute | Denied | $50,258.50 | $0.00 | See FINRA Report |
| Scott Gerald Thole | 4516390 | 2 | 05/20/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark James Bloom | 6933619 | 2 | 05/20/2024 | Customer Dispute | Pending | $160,000.00 | $0.00 | See FINRA Report |