Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Lawrence Hess | 1621159 | 1 | 05/22/2024 | Customer Dispute | Denied | $123,383.00 | $0.00 | See FINRA Report |
| Edward Gerald Benz | 1577698 | 1 | 05/22/2024 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Isaiah Thomas Williams | 6211219 | 1 | 05/22/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Mildrum | 6606286 | 1 | 05/22/2024 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| David Richard Geake | 3088891 | 49 | 05/22/2024 | Customer Dispute | Withdrawn | $35,000.00 | $0.00 | See FINRA Report |
| Timothy Richard Farris | 2178521 | 2 | 05/22/2024 | Customer Dispute | Pending | $33,000.00 | $0.00 | See FINRA Report |
| Tony Roberts | 2691066 | 3 | 05/21/2024 | Customer Dispute | Denied | $600,000.00 | $0.00 | See FINRA Report |
| Seth Andrew Nannini | 4406510 | 9 | 05/21/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Taylor Patrick Hansen | 6206255 | 1 | 05/21/2024 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| James Leonard Candella | 4365560 | 1 | 05/21/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |