Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian D Vaught | 4640701 | 2 | 05/24/2024 | Customer Dispute | Denied | $56,000.00 | $0.00 | See FINRA Report |
| David Christopher Berube | 1010902 | 1 | 05/24/2024 | Customer Dispute | Denied | $34,931.80 | $0.00 | See FINRA Report |
| Harland Ira Jacobs | 3005519 | 2 | 05/24/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Bruce Allen | 5681493 | 1 | 05/24/2024 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Richard A Barker | 6091770 | 1 | 05/23/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lance Foster Williamson | 6362532 | 3 | 05/23/2024 | Customer Dispute | Denied | $57,370.90 | $0.00 | See FINRA Report |
| Connor James Greenberg | 6766810 | 2 | 05/23/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James Edward McArthur | 2797856 | 16 | 05/23/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Christopher Thomas Tolmacs | 4648724 | 23 | 05/23/2024 | Customer Dispute | Pending | $60,000.00 | $0.00 | See FINRA Report |
| Vincent Jerome Camarda | 2463703 | 19 | 05/23/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |