Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wendell Holmes Trapp | 6177720 | 12 | 05/27/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Catherine Elizabeth Bradford | 3125440 | 1 | 05/27/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michele Suzanne Nettesheim | 4866891 | 1 | 05/25/2024 | Customer Dispute | Denied | $11,317.30 | $0.00 | See FINRA Report |
| John C Kauzlarich | 5096866 | 2 | 05/24/2024 | Customer Dispute | Pending | $462,000.00 | $0.00 | See FINRA Report |
| Darrell Dominic Delphen | 1603277 | 3 | 05/24/2024 | Customer Dispute | Pending | $59,000.00 | $0.00 | See FINRA Report |
| James Edward McArthur | 2797856 | 16 | 05/24/2024 | Customer Dispute | Pending | $1,500,000.00 | $0.00 | See FINRA Report |
| Vincent Jerome Camarda | 2463703 | 19 | 05/24/2024 | Customer Dispute | Pending | $1,500,000.00 | $0.00 | See FINRA Report |
| Harold Francis Puhl | 1045552 | 5 | 05/24/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Christopher Ryan Avery | 4706653 | 1 | 05/24/2024 | Customer Dispute | Pending | $633,000.00 | $0.00 | See FINRA Report |
| Giuseppe Alessandro Distefano | 5990785 | 1 | 05/24/2024 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |