Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Albert Kuttler | 1425746 | 3 | 05/29/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Arthur Perryman | 2019969 | 6 | 05/28/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jason Douglas Stone | 5455271 | 1 | 05/28/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Tyler Edward Schultz | 5762290 | 1 | 05/28/2024 | Customer Dispute | Pending | $46,862.60 | $0.00 | See FINRA Report |
| Shane Alexander Appelbaum | 4772668 | 3 | 05/28/2024 | Customer Dispute | Pending | $3,000,000.00 | $0.00 | See FINRA Report |
| Samuel E Barber | 4750380 | 3 | 05/28/2024 | Customer Dispute | Pending | $80,000.00 | $0.00 | See FINRA Report |
| Gaylord Wesley Rohloff | 1542216 | 10 | 05/28/2024 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Jason Kimber | 6244188 | 7 | 05/28/2024 | Customer Dispute | Withdrawn | $15,000,000.00 | $0.00 | See FINRA Report |
| Richard Allen Ceffalio | 2619565 | 5 | 05/28/2024 | Customer Dispute | Pending | $3,530,380.00 | $0.00 | See FINRA Report |
| Douglas Paul Smith | 2261028 | 3 | 05/27/2024 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |