Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chad Dwight Faulkenberry | 4827957 | 1 | 05/29/2024 | Customer Dispute | Settled | $26,008.00 | $0.00 | See FINRA Report |
| William Eric Bishoff | 2748073 | 1 | 05/29/2024 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Curtis Richard Edmark | 1596961 | 4 | 05/29/2024 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Wendell Holmes Trapp | 6177720 | 12 | 05/29/2024 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Cynthia Ann Giovacchino | 3274194 | 11 | 05/29/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Edward Miller | 1769045 | 1 | 05/29/2024 | Customer Dispute | Denied | $107,993.00 | $0.00 | See FINRA Report |
| Andrei A Neuhaus | 2386667 | 1 | 05/29/2024 | Customer Dispute | Withdrawn | $14,451.50 | $0.00 | See FINRA Report |
| Randall E Duggan | 5559097 | 4 | 05/29/2024 | Customer Dispute | Pending | $475,000.00 | $0.00 | See FINRA Report |
| Alan Kenneth Gross | 2832306 | 2 | 05/29/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonmark Richardson | 4919603 | 5 | 05/29/2024 | Customer Dispute | Pending | $219,000.00 | $0.00 | See FINRA Report |