Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Michael Olsen | 2789558 | 1 | 06/03/2024 | Customer Dispute | Pending | $253,476.00 | $0.00 | See FINRA Report |
| Rita Raeanne Pollard | 7575328 | 1 | 06/03/2024 | Customer Dispute | Settled | $6,177.42 | $0.00 | See FINRA Report |
| David John Segarra | 4482059 | 3 | 06/03/2024 | Customer Dispute | Pending | $80,000.00 | $0.00 | See FINRA Report |
| Sean Michael Flynn | 1335032 | 2 | 06/03/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Aaron Morgan Bell | 5432615 | 1 | 06/03/2024 | Customer Dispute | Pending | $124,000.00 | $0.00 | See FINRA Report |
| Patrick H Siria | 2561101 | 2 | 06/03/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Mark Jeffery Martin | 1945626 | 1 | 06/03/2024 | Customer Dispute | Pending | $31,500.00 | $0.00 | See FINRA Report |
| Eli Ajiashvili | 5182981 | 1 | 06/03/2024 | Customer Dispute | Pending | $253,476.00 | $0.00 | See FINRA Report |
| James Aloysius Conwell | 1436190 | 7 | 06/02/2024 | Customer Dispute | Denied | $52,913.10 | $0.00 | See FINRA Report |
| Garrick David Gookin | 4925108 | 2 | 05/31/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |