Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen G Jones | 5527123 | 1 | 06/04/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Allen Maring | 1500005 | 4 | 06/04/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Philip C Benedict | 720561 | 3 | 06/04/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Bruce Robert Beetz | 1527269 | 1 | 06/04/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Curtis Brian Wilson | 1517272 | 5 | 06/04/2024 | Customer Dispute | Pending | $761,000.00 | $0.00 | See FINRA Report |
| Andrew David Laforce | 5785709 | 1 | 06/04/2024 | Customer Dispute | Denied | $138,647.00 | $0.00 | See FINRA Report |
| Robert Wyla Melberth | 4775230 | 7 | 06/04/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Nathaniel Pulido | 7553236 | 1 | 06/04/2024 | Customer Dispute | Denied | $7,975.00 | $0.00 | See FINRA Report |
| Eric Laurin Johnson | 5416181 | 1 | 06/03/2024 | Customer Dispute | Pending | $8,000.00 | $0.00 | See FINRA Report |
| Lance Foster Williamson | 6362532 | 3 | 06/03/2024 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |