Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vince Lagatta | 3098611 | 3 | 06/05/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Alison Jean Hamilton | 6398834 | 1 | 06/05/2024 | Customer Dispute | Pending | $251,901.00 | $0.00 | See FINRA Report |
| Allen H Wilson | 2420229 | 6 | 06/05/2024 | Customer Dispute | Pending | $475,000.00 | $0.00 | See FINRA Report |
| T S Thompson | 2588490 | 20 | 06/05/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Earl Haden Hamilton | 2550236 | 2 | 06/05/2024 | Customer Dispute | Pending | $251,901.00 | $0.00 | See FINRA Report |
| Cynthia Griffith Magner | 2591698 | 1 | 06/05/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Charles Raymond Weldon | 1030659 | 5 | 06/05/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| John Lester Pigeon | 2354079 | 1 | 06/05/2024 | Customer Dispute | Pending | $120,000.00 | $0.00 | See FINRA Report |
| William Worthen King | 1432593 | 29 | 06/05/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| David Lahm Baldwin | 2099386 | 1 | 06/04/2024 | Customer Dispute | Pending | $11,890.00 | $0.00 | See FINRA Report |