Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cheryl Ann Pedone-Gwartney | 2149856 | 1 | 06/10/2024 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 06/08/2024 | Customer Dispute | Settled | $47,000.00 | $0.00 | See FINRA Report |
| Ashlie Suzanne Kaess | 4211691 | 1 | 06/08/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Roger Thomas Duffy | 4638254 | 1 | 06/07/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Gerard O'Callahan | 7320705 | 1 | 06/07/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Stanley Campbell | 2947652 | 1 | 06/07/2024 | Customer Dispute | Settled | $39,000.00 | $0.00 | See FINRA Report |
| Jeffrey Tyler Shaver | 2675592 | 5 | 06/07/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Ronald Heller Appler | 2499039 | 3 | 06/07/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Gal Gali Horev | 5138931 | 1 | 06/07/2024 | Customer Dispute | Pending | $394,486.00 | $0.00 | See FINRA Report |
| George Craig Merhoff | 2918171 | 59 | 06/06/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |