Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Anthony Cassa | 2575236 | 2 | 06/10/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| T S Thompson | 2588490 | 20 | 06/10/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| T S Thompson | 2588490 | 20 | 06/10/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Aishka O Lugo | 4419998 | 22 | 06/10/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John Kevin Egan | 2221733 | 9 | 06/10/2024 | Customer Dispute | Pending | $380,000.00 | $0.00 | See FINRA Report |
| Patrick Roland Hobert | 805680 | 18 | 06/10/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Thomas Stanton Swinson | 802756 | 2 | 06/10/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Christina Marie Silvius | 4559574 | 4 | 06/10/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Robert Morgan Vance | 1887560 | 18 | 06/10/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Michael Dennis Cox | 1182559 | 3 | 06/10/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |