Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryon Edwin Martinsen | 1621649 | 21 | 06/11/2024 | Customer Dispute | Pending | $175,000.00 | $0.00 | See FINRA Report |
| Charles Eugene Munoz | 3243140 | 2 | 06/11/2024 | Customer Dispute | Pending | $21,000.00 | $0.00 | See FINRA Report |
| William Duffy | 6726333 | 5 | 06/11/2024 | Customer Dispute | Pending | $360,000.00 | $0.00 | See FINRA Report |
| Guy Gregory Clemente | 1222597 | 12 | 06/11/2024 | Customer Dispute | Pending | $750,000.00 | $0.00 | See FINRA Report |
| Mike Robert Kilpatrick | 1278618 | 9 | 06/11/2024 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Richard Sica | 1756940 | 3 | 06/11/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 06/11/2024 | Customer Dispute | Pending | $30,920.00 | $0.00 | See FINRA Report |
| Kyle Gibson Crilow | 6715311 | 1 | 06/10/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wendell Holmes Trapp | 6177720 | 12 | 06/10/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Wade Hudson | 3148246 | 2 | 06/10/2024 | Customer Dispute | Denied | $64,362.20 | $0.00 | See FINRA Report |