Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| T S Thompson | 2588490 | 20 | 06/12/2024 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Ryan Jonathan Sherer | 5952617 | 4 | 06/12/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Scott Mons Broadbent | 3206871 | 2 | 06/12/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Christine Michelle Amato | 1048739 | 1 | 06/12/2024 | Customer Dispute | Denied | $11,500.00 | $0.00 | See FINRA Report |
| Myong Won Park | 1457956 | 2 | 06/12/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Diana D Jimenez Nettleship | 1836173 | 13 | 06/12/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Andrew Richard Hauber | 5301283 | 2 | 06/11/2024 | Customer Dispute | Pending | $97,533.20 | $0.00 | See FINRA Report |
| Andrew Spiro Pandis | 2928410 | 4 | 06/11/2024 | Customer Dispute | Pending | $450,000.00 | $0.00 | See FINRA Report |
| Evan Scott Branfman | 3270650 | 5 | 06/11/2024 | Customer Dispute | Denied | $13,207.10 | $0.00 | See FINRA Report |
| Robert Roy Snider | 2417319 | 3 | 06/11/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |