Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alvery Anthony Bartlett | 13975 | 8 | 06/13/2024 | Customer Dispute | Pending | $2,000,000.00 | $0.00 | See FINRA Report |
| Timothy John Sherer | 833618 | 7 | 06/12/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Daniel Shrigley Meader | 4789581 | 1 | 06/12/2024 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Reuben Lamont Brown | 7089559 | 4 | 06/12/2024 | Customer Dispute | Pending | $130,000.00 | $0.00 | See FINRA Report |
| Anthony Thomas Pace | 2115209 | 4 | 06/12/2024 | Customer Dispute | Settled | $83,799.00 | $0.00 | See FINRA Report |
| Carolyn Pozzi | 1083038 | 3 | 06/12/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randall Earl McGill | 1309727 | 3 | 06/12/2024 | Customer Dispute | Settled | $57,000.00 | $0.00 | See FINRA Report |
| Michael Ryan Coyne | 4674176 | 13 | 06/12/2024 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Jeffrey Brian Huston | 4299932 | 1 | 06/12/2024 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Christopher John Jacobi | 1648679 | 5 | 06/12/2024 | Customer Dispute | Denied | $150,849.00 | $0.00 | See FINRA Report |