Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yan Sun | 5497831 | 1 | 06/13/2024 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Michael Ryan Coyne | 4674176 | 13 | 06/13/2024 | Customer Dispute | Pending | $3,700,000.00 | $0.00 | See FINRA Report |
| Larry Milton Ware | 3053841 | 3 | 06/13/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Rodney Lee Boelter | 3199789 | 4 | 06/13/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Vernon Hart | 1122114 | 3 | 06/13/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Marcel Pahmer | 4565391 | 4 | 06/13/2024 | Customer Dispute | Pending | $73,000.00 | $0.00 | See FINRA Report |
| Paul Joseph Curcio | 4946771 | 1 | 06/13/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kathy Anderson Wilson | 1718255 | 2 | 06/13/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Esteban Lacandazo Chan | 3131686 | 1 | 06/13/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Erik Craig Olson | 4794857 | 1 | 06/13/2024 | Customer Dispute | Pending | $104,832.00 | $0.00 | See FINRA Report |