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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 491-500 out of 123,432 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Ryan Coyne46741761306/17/2024Customer DisputePending$500,000.00$0.00See FINRA Report
Ross Beardslee Levine4285637106/17/2024Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Gihan Anil Fernando44696696206/17/2024Customer DisputeSettled$830,000.00$0.00See FINRA Report
Bryan Everett Juergens Anderson4521033206/17/2024Customer DisputeSettled$11,625.90$0.00See FINRA Report
Joseph Edward Storzinger2554671206/17/2024Customer DisputePending$400,000.00$0.00See FINRA Report
David Allen Merrick1542660106/17/2024Customer DisputeDenied$31,000.00$0.00See FINRA Report
Robert Marvin Schultz4163450106/17/2024Customer DisputePending$75,000.00$0.00See FINRA Report
Michael Patrick Estes4588902106/17/2024Customer DisputeDenied$67,354.60$0.00See FINRA Report
Andrew V Camarda6070173606/17/2024Customer DisputePending$700,000.00$0.00See FINRA Report
Andrew V Camarda6070173606/17/2024Customer DisputePending$600,000.00$0.00See FINRA Report

123,432 Results

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