Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle Martin Neuhalfen | 7206531 | 2 | 06/18/2024 | Customer Dispute | Denied | $782,583.00 | $0.00 | See FINRA Report |
| Andrew V Camarda | 6070173 | 6 | 06/18/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Andrew V Camarda | 6070173 | 6 | 06/18/2024 | Customer Dispute | Pending | $125,000.00 | $0.00 | See FINRA Report |
| Robert Gerard Devita | 1865964 | 1 | 06/17/2024 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Mark Joseph Stanley | 6626725 | 2 | 06/17/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brad Lawrence Leblanc | 1583014 | 1 | 06/17/2024 | Customer Dispute | Denied | $373,000.00 | $0.00 | See FINRA Report |
| Theodore Joseph Bien | 838025 | 2 | 06/17/2024 | Customer Dispute | Denied | $373,000.00 | $0.00 | See FINRA Report |
| James Edward McArthur | 2797856 | 16 | 06/17/2024 | Customer Dispute | Pending | $1,100,000.00 | $0.00 | See FINRA Report |
| James Edward McArthur | 2797856 | 16 | 06/17/2024 | Customer Dispute | Pending | $1,300,000.00 | $0.00 | See FINRA Report |
| James Edward McArthur | 2797856 | 16 | 06/17/2024 | Customer Dispute | Pending | $600,000.00 | $0.00 | See FINRA Report |