Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Valentino Michael Scott | 1497615 | 17 | 06/18/2024 | Customer Dispute | Pending | $150,358.00 | $0.00 | See FINRA Report |
| Loren Justin Morrison | 4578161 | 10 | 06/18/2024 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Ajay Murthy | 2316551 | 1 | 06/18/2024 | Customer Dispute | Pending | $2,228,440.00 | $0.00 | See FINRA Report |
| Travis Matthew James | 4297837 | 1 | 06/18/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Ashley Armstrong Thompson | 5208583 | 1 | 06/18/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 9 | 06/18/2024 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| James Landeros | 6447130 | 1 | 06/18/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jason Kimber | 6244188 | 7 | 06/18/2024 | Customer Dispute | Pending | $860,000.00 | $0.00 | See FINRA Report |
| Richard George Hubert Depalma | 4517536 | 3 | 06/18/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Benjamin Joseph Segal | 1727969 | 1 | 06/18/2024 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |