Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mary M Mc Dougall | 1033553 | 4 | 06/19/2024 | Customer Dispute | Denied | $166,000.00 | $0.00 | See FINRA Report |
| Michelle Christine Stebbins | 4156378 | 4 | 06/18/2024 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Craig Weinstein | 4167923 | 3 | 06/18/2024 | Customer Dispute | Pending | $161,706.00 | $0.00 | See FINRA Report |
| Jaime Estrada | 5852546 | 1 | 06/18/2024 | Customer Dispute | Pending | $67,000.00 | $0.00 | See FINRA Report |
| Mark S Roberti | 6873262 | 1 | 06/18/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James Edward McArthur | 2797856 | 16 | 06/18/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| James Edward McArthur | 2797856 | 16 | 06/18/2024 | Customer Dispute | Pending | $125,000.00 | $0.00 | See FINRA Report |
| Amir A Barar | 3105445 | 1 | 06/18/2024 | Customer Dispute | Pending | $161,706.00 | $0.00 | See FINRA Report |
| Vincent Jerome Camarda | 2463703 | 19 | 06/18/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Vincent Jerome Camarda | 2463703 | 19 | 06/18/2024 | Customer Dispute | Pending | $125,000.00 | $0.00 | See FINRA Report |