Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Borami Yoon | 6864788 | 2 | 06/20/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Richard Wayne Gibson | 5352063 | 2 | 06/20/2024 | Customer Dispute | Pending | $2,160,000.00 | $0.00 | See FINRA Report |
| George Edward Hovany | 1188851 | 8 | 06/20/2024 | Customer Dispute | Denied | $366,000.00 | $0.00 | See FINRA Report |
| Colleen Alice Maron | 2211633 | 1 | 06/20/2024 | Customer Dispute | Pending | $2,160,000.00 | $0.00 | See FINRA Report |
| Duane Scott Pellman | 2426979 | 11 | 06/20/2024 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Kevin Robert Cohen | 6403602 | 1 | 06/20/2024 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
| Andrew V Camarda | 6070173 | 6 | 06/20/2024 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Ralph Farach Saigh | 2209741 | 3 | 06/20/2024 | Customer Dispute | Pending | $7,200.00 | $0.00 | See FINRA Report |
| Chad Christopher Zawacki | 2996799 | 2 | 06/19/2024 | Customer Dispute | Denied | $166,000.00 | $0.00 | See FINRA Report |
| Michael W Lawrence | 4225910 | 2 | 06/19/2024 | Customer Dispute | Denied | $166,000.00 | $0.00 | See FINRA Report |