Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer Lynn Immoos-Hernandez | 6935416 | 1 | 06/21/2024 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Luis Alonso Corrales | 5407809 | 3 | 06/21/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Tiffany Marie Osman | 5814116 | 1 | 06/21/2024 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| John Jay Kersey | 1480524 | 14 | 06/21/2024 | Customer Dispute | Settled | $3,738,370.00 | $0.00 | See FINRA Report |
| Jennifer Michelle Marlowe | 3084917 | 1 | 06/20/2024 | Customer Dispute | Denied | $205,687.00 | $0.00 | See FINRA Report |
| James Edward McArthur | 2797856 | 16 | 06/20/2024 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Vincent Jerome Camarda | 2463703 | 19 | 06/20/2024 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Robert Ivan Schwartz | 1306571 | 3 | 06/20/2024 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
| Michael Archimede | 5701306 | 4 | 06/20/2024 | Customer Dispute | Pending | $173,000.00 | $0.00 | See FINRA Report |
| Edward Baroncini | 3043354 | 11 | 06/20/2024 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |