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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 421-430 out of 123,432 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Selwyn Miller1695348206/21/2024Customer DisputePending$0.00$0.00See FINRA Report
James Edward McArthur27978561606/21/2024Customer DisputePending$300,000.00$0.00See FINRA Report
Michael Joseph Whitaker6316100506/21/2024Customer DisputePending$76,000.00$0.00See FINRA Report
Vincent Jerome Camarda24637031906/21/2024Customer DisputePending$300,000.00$0.00See FINRA Report
Terrell Todd Bowman7382551106/21/2024Customer DisputeSettled$5,000.00$0.00See FINRA Report
Brian Sodol2760345106/21/2024Customer DisputePending$1,600,000.00$0.00See FINRA Report
Sheree Lynn Ziemba4057185106/21/2024Customer DisputeSettled$15,143.80$0.00See FINRA Report
Bobb Arthur Meckenstock1152284306/21/2024Customer DisputePending$154,000.00$0.00See FINRA Report
Anthony John Pitta19580291106/21/2024Customer DisputeSettled$45,000.00$0.00See FINRA Report
Todd Michael Lesk2788300906/21/2024Customer DisputePending$800,000.00$0.00See FINRA Report

123,432 Results

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