Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Jay Kersey | 1480524 | 14 | 06/26/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kushtrim Veseli | 6410583 | 1 | 06/26/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Debra L Biosca | 4584010 | 3 | 06/25/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Jonathan Anderson Barter | 2975538 | 1 | 06/25/2024 | Customer Dispute | Pending | $18,000,000.00 | $0.00 | See FINRA Report |
| Michael Phillip Perez | 7111178 | 1 | 06/25/2024 | Customer Dispute | Pending | $28,480.00 | $0.00 | See FINRA Report |
| Lee Evan Southren | 2289660 | 1 | 06/25/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 06/25/2024 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
| Michelle Elise Anthony | 4512228 | 5 | 06/25/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Hugo Hernandez | 6446187 | 2 | 06/25/2024 | Customer Dispute | Pending | $23,000.00 | $0.00 | See FINRA Report |
| Ralph William Stockemer | 1844056 | 1 | 06/25/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |