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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 123,432 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Christopher J Gordon5714224808/30/2024Customer DisputePending$100,000.00$0.00See FINRA Report
Craig J Ferraro2423686108/30/2024Customer DisputePending$47,541.00$0.00See FINRA Report
Christopher Francis Michalman2750759208/30/2024Customer DisputePending$50,000.00$0.00See FINRA Report
Harry Allan Horn1031140108/30/2024Customer DisputePending$70,000.00$0.00See FINRA Report
Brett Thomas Straub2118331208/29/2024Customer DisputePending$300,000.00$0.00See FINRA Report
Jeffrey Thomas Higgins2871443908/29/2024Customer DisputePending$5,000.00$0.00See FINRA Report
Megurditch Mike Patatian40470602108/29/2024Customer DisputePending$1,000,000.00$0.00See FINRA Report
Megurditch Mike Patatian40470602108/29/2024Customer DisputePending$75,000.00$0.00See FINRA Report
Keith Kavell Carter4703579208/29/2024Customer DisputePending$0.00$0.00See FINRA Report
David Wayne Karin2486154608/29/2024Customer DisputePending$40,000.00$0.00See FINRA Report

123,432 Results

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