Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Christopher J Gordon | 5714224 | 8 | 08/30/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
Craig J Ferraro | 2423686 | 1 | 08/30/2024 | Customer Dispute | Pending | $47,541.00 | $0.00 | See FINRA Report |
Christopher Francis Michalman | 2750759 | 2 | 08/30/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
Harry Allan Horn | 1031140 | 1 | 08/30/2024 | Customer Dispute | Pending | $70,000.00 | $0.00 | See FINRA Report |
Brett Thomas Straub | 2118331 | 2 | 08/29/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
Jeffrey Thomas Higgins | 2871443 | 9 | 08/29/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
Megurditch Mike Patatian | 4047060 | 21 | 08/29/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
Megurditch Mike Patatian | 4047060 | 21 | 08/29/2024 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
Keith Kavell Carter | 4703579 | 2 | 08/29/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
David Wayne Karin | 2486154 | 6 | 08/29/2024 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |