Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allison Jean Terlip | 5530486 | 2 | 06/28/2024 | Customer Dispute | Pending | $817,916.00 | $0.00 | See FINRA Report |
| Mark Joel Rubin | 1936202 | 3 | 06/28/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Glenn Herbert Cray | 5184058 | 2 | 06/27/2024 | Customer Dispute | Pending | $45,000.00 | $0.00 | See FINRA Report |
| Ron M Amir | 4565409 | 2 | 06/27/2024 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Michael Jay Freiman | 726784 | 1 | 06/27/2024 | Customer Dispute | Pending | $6,561.10 | $0.00 | See FINRA Report |
| Christopher Nelson Kirkland | 5602044 | 5 | 06/27/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Kevin Lawrence Kelly | 2293119 | 7 | 06/27/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Roberto Francisco Leslie | 2755940 | 12 | 06/27/2024 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Chris Gregory Volk | 1050412 | 1 | 06/27/2024 | Customer Dispute | Pending | $35,000.00 | $0.00 | See FINRA Report |
| David Joseph Perrotto | 4960240 | 2 | 06/27/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |