Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kieran Sean Varga | 7560210 | 1 | 07/01/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Robert Murray | 2441276 | 1 | 07/01/2024 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Hemant Kathuria | 5380092 | 1 | 07/01/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| David Richard Geake | 3088891 | 49 | 07/01/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Melanie McUmber Folstad | 2562408 | 2 | 07/01/2024 | Customer Dispute | Pending | $19,285.00 | $0.00 | See FINRA Report |
| Byron Kent Freeman | 2490710 | 4 | 07/01/2024 | Customer Dispute | Pending | $2,520,000.00 | $0.00 | See FINRA Report |
| Eric Thomas Zurbrugg | 4808416 | 1 | 06/30/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| William Johnston Darby | 1659917 | 4 | 06/30/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Jones | 4469629 | 2 | 06/28/2024 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| William Jeffrey Carlton | 1132967 | 11 | 06/28/2024 | Customer Dispute | Settled | $1,033,820.00 | $0.00 | See FINRA Report |