Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dean J John Meniktas | 2553748 | 1 | 07/02/2024 | Customer Dispute | Pending | $1,036,310.00 | $0.00 | See FINRA Report |
| Jason Keith Norton | 4776196 | 3 | 07/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jason Keith Norton | 4776196 | 3 | 07/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Leonard Frederick Hirsh | 4216156 | 2 | 07/02/2024 | Customer Dispute | Pending | $600,000.00 | $0.00 | See FINRA Report |
| Zachary Duvall Anderson | 3247098 | 1 | 07/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Patrick John Klenner | 5368461 | 1 | 07/02/2024 | Customer Dispute | Settled | $10,411.50 | $0.00 | See FINRA Report |
| Kevin Craig Koslofski | 3033810 | 1 | 07/02/2024 | Customer Dispute | Withdrawn | $180,000.00 | $0.00 | See FINRA Report |
| Michael Lawrence Hoye | 3029864 | 1 | 07/02/2024 | Customer Dispute | Pending | $280,000.00 | $0.00 | See FINRA Report |
| David Cameron Monckton | 2252224 | 5 | 07/01/2024 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Drew Scott Freides | 4262911 | 1 | 07/01/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |